XY sets the standard in the financial service industry also as early adopter of ISO 9001:2015, achieving highest quality certification.
The company operates in line with the highest quality standards. Authorizations obtained to date in the European Economic Area include the UK Financial Conduct Authority’s FCA authorization, with European Passport authorizations in several European countries, with others underway.
In Switzerland, XY is supervised by a self-regulatory organization (OAD-FCT) recognized by the Swiss Financial Market Supervisory Authority (FINMA).
The Legal Entity Identifier (LEI) of XY SA is 2549005V2JZJUOQENP39.
European Economic Area
UK - Financial Conduct Authority (FCA), reg. no. 604661
France - Autorité des Marchés Financiers (AMF), reg. no. (REGAFI) 74996
Spain - Comisión Nacional de Mercado de Valores (CNMV), reg. no. 3769
Italy - Commissione Nazionale per le Societa e la Borsa (CONSOB), reg. no. 3974
Germany - Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin), reg. no. 139703
OAD-FCT, self-regulatory organization recognized by FINMA.